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ConnEx Risk Management for Clearing Firms
Clearing firms are increasingly concerned about risk management. This paper examines the current risk management landscape with scenarios for industry participants as well as existing solutions and...
View ArticlePost Trade Working Group - Public Release Cycle Presentation
Power Point presentation developed to accompany the public release of several post trade documents. The presentation provides background and impetus for generating the post trade recommended practice...
View ArticleSEC - FIX Response to Consolidated Audit Trail2
FIX Trading Community's response to the SEC's File No. 4-698 - Joint Industry Plan; Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail
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